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  • If there is a record in FOLIO, and the book in-hand is a duplicate copy (not in FOLIO), follow the guidelines for added copies/locations.  If the book needs a barcode, see , as well as the steps below. 
  • If there is a record, but this book had been withdrawn or declared missing, follow the instructions for reinstatements and add a new Item record if necessary.
  • If there is a record with a Holdings that clearly matches the copy in-hand, but the book lacks a barcode, refer to the instructions on barcoding for Rare Annex transfers below attach the barcode as described in step 6 below.  Do not attach a barcode to the book itself if it doesn't have one.
  • If there is no Instance record, or if the information is confusing or conflicting, give the book to the DBQ supervisor for cataloging and/or barcoding.

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  • To record provenance:
    • Add a 700 1_ (or 710 2_) field using the Name heading copied from 100/110 field of authority record, if available.
    • Add a comma and a subfield "e" at the end of the 7XX, with a note on their relationship with the book: 
      1. $e former owner. as indicated by a bookplate or stamp
      2. $e signer. to indicate that the person signed the book.
      3. $e inscriber. to indicate that the person inscribed the book to someone (and if recipient's name is provided, they may also get a 700 field as former owner.
    • Add a subfield "5" to the end of the field, followed by "NIC" (the specific code for CUL), to show that the information is specific to our copy.

Examples:  700 1__$a White, Andrew Dickson,$d1832-1918,$e signer. $5 NIC

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  • If provenance includes the phrase "From the Income of a bequest made by__", then no provenance note is added to the bib MARC record.
  • Add an Administrative Note to the Instance record, showing a post-cataloging maintenance transaction .  (NOTE:(e.g. date:20230925 ttype:mpost userid:pca1 ploc:lts).  (NOTE: the LTS macro for this is ,,mc. Consult with the DBQ supervisor if you do not have this macro).

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  • Add a Holdings Administrative note with the transaction code for transfers, including piece-count and the original location code (e.g. date:20250225 ttype:t userid:pca1 ploc:lts pcs:1 orig:olin)  (The NOTE the LTS keyboard macro for this transaction code is ,,t. If this macro is not on your computer, consult with the DBQ supervisor). 
  • Update the Permanent Location field as follows:
      1. Change olin, uris,or rmc,ice to rmc,anx
      2. Change ech, sasa, asia, or was to ech,ranx, sasa,ranx, asia,ranx or was,ranx
  • Add a public Holdings Note (note type: note) with description of the book's binding type.
  • Add a NON-public Holdings note (note type: note) with the appropriate transfer note (e.g. "transferred to Annex from Olin 2/25/26 pca1", or simply "transfer from olin 2/25/26 pca1")

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  • If you have recorded provenance, add it to the public Holdings note with before the binding informationEvidence of ownership (e.g. bookplate, signature, inscription) should appear in parentheses after the owner's name , using the format "Provenance: Name (evidence of ownership)" (e.g. Provenance: Andrew Dickson White (bookplate).
    • Evidence of ownership can include a bookplate, stamp, signature, inscription. or other traces. 
    • Multiple former owners can also be reflected, depending on
    what evidence has been left on
    • the evidence in the book (see examples below).
  • If the work was inscribed by the author, note this specifically by including "inscribed by the author" within the parentheses.
  • If the work has a gift letter, postcard, or other item tipped in, include this information with its location after the binding type (e.g. Gift letter tipped in front). 

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  • If the different volumes in the set show different donor information, then the corresponding Holdings note (type: Source of acquisition) can say something like: "v.1-2: Gift of Andrew Dickson White, v.3-5:Gift of Henry Sage."
  • Similarly, if the volumes are bound in different materials, note this by listing the materials separately in the corresponding Holdings Note (type: note).
    Example: v.1-2,4 bound in library buckram; v.3,5-6 bound in 1/2 leather over marbled boards, spine gilt.
  • The As with single-part monographs above, the provenance can also be combined with the binding note in the same Holdings note (but NOT with the Gift note, which has a different note type!):


Example: Image Modified

4.  Open and update the Item records for each individual volume as described above, changing the Permanent location and Loan Type fields for each volume as appropriate.

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B. Charged Checked-out or Missing Volumes

Holdings Records:

1.  If the number of charged checked-out or missing volumes is very few compared to the number of volumes being transferred (if not, see step 2 below):

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Example:

2.  If the number of charged or missing exceeds a reasonable ratio checked-out or missing volumes is too excessive for a simple transfer, it MAY be necessary to do one or more of the following, but but consult with the DBQ, RMC, and/or Cataloging supervisor beforehand:

  • Recall the charged checked-out material, as it should now be non-circulating, with reading-room-access only.
  • Withdraw the missing volumes, and transfer the remaining ones, if appropriate.   
  • Create a separate Holdings for the Rare/Annex material that is being transferred, while waiting to deal with the charged/missing items in the original Holdings.  This would necessitate additional changes in the Holdings statements of both of the affected Holdings,
  • The best of the above options depends on the specific circumstances of each the set being transferred.  

Item Records:

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  •  When the book is returned or found, remove the check-in notes in the item record.
  • If the missing volume(s) don't come back, eventually they will be given the status "Long missing", and be withdrawn from the collection. 

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C. Bound-With

  1. Open the records for all included titles by performing a call # search, or by searching the Item barcode in a "Holdings Notes" search.
  2. Follow the instructions for FOLIO updates for each Instance and Holdings record.
  3. Follow the Bound with Procedure (#132) for FOLIO updates for the holdings records
  4. Update the Permanent Location and Loan Type fields in the single item record that represents all of the bound parts.

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